Audit - AML - Know Your Customer - Senior Auditor Vice President


: $205,500.00 - $205,500.00 /year *

Employment Type

: Full-Time


: Accounting

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Internal Audit is an
independent function that provides objective assurance guided by a philosophy
of adding value to improve the operations of the organization. It assists the
organization in accomplishing its objectives by bringing a systematic and
disciplined approach to evaluate and improve the effectiveness of the
organization's governance, risk management, and internal control processes. The
team s priorities are focused on strong governance, transparency, strategic
engagement and fostering a diverse and inclusive culture that focuses on people

Within the Audit Department,
the Corporate Sector Audit team provides audit coverage of key corporate functions
including Finance, Compliance (including AML), Tax, Corporate Real Estate,
Third Party Oversight and Global Security & Investigations (GS&I). The
team also works closely with each Line of Business Audit team to ensure
consistent coverage of compliance, finance and risk topics, which is
coordinated on a global basis with colleagues in EMEA and Asia.

The Corporate
Sector Know Your Customer Senior Auditor position, based in Plano, TX, will
report directly into the Corporate Sector Know Your Customer Team Lead who is
responsible for audit coverage of Global Financial Crimes Compliance and
Chief Administrative Office and Cross LOB KYC. The Senior Auditor will be
responsible for assisting with ongoing risk assessments, control identification,
audit execution and continuous monitoring activities.

Lead or assist on audit
engagements covering KYC functions including risk assessments, audit
planning, audit testing, control evaluation, audit report drafting and
follow-up and verification of issue closure.
coordination/interaction with the Global Corporate Sector AML auditors and
line of business audit teams.
Communicate audit
findings to management and identify opportunities for improvement in the
design and effectiveness of key controls.
Accountable for meeting
deliverables, adhering to department and professional standards and
utilizing consistent methodology.
Provide ongoing
continuous monitoring and relationship management for certain key
Corporate Sector Groups.
Be prepared to travel to
locations domestically (10%).
Minimum Bachelor s degree in Finance,
Accounting, Economics or other quantitative disciplinePast experience as a bank examiner, auditor,
consultant or compliance professional (7+ years) Proven ability to be able to multi task,
complete projects on time and on budget, and adjust to changing priorities.Strong analytical skills particularly in regard
to assessing the probability and impact of an internal control weakness.Proficiency in risk analysis and report
preparation.Proven people management experience.Excellent communication (i.e., verbal and
written) and interpersonal skills, with the ability to present complex and
sensitive issues to senior management and influence change.Enthusiastic, self-motivated, effective under
pressure and willing to take personal responsibility/accountability.CAMS and/or Audit Certification a plusUnderstanding/experience of KYC and/or BSA, AML,
OFAC, Sanctions a plus but not required * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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