Asset & Wealth Management Risk and Control, Control Officer, Associate


: $162,550.00 - $162,550.00 /year *

Employment Type

: Full-Time


: Accounting

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About JP Morgan Asset & Wealth

JPMorgan Chase & Co. is a
leading global financial services firm with assets of more than $2.7 trillion,
over 240,000 employees and operations in over 60 countries. It operates across
four business segments including Asset & Wealth Management, Corporate and
Investment Banking, Commercial Banking and Consumer and Community Banking.
J.P. Morgan Asset & Wealth
Management, is a global leader in investment and wealth management. Its clients
include institutions, high-net-worth individuals and retail investors in every
major market throughout the world. The division offers investment management
across all major asset classes including equities, fixed income, alternatives,
multi-asset and money market funds. For individual investors, the business also
provides retirement products and services, brokerage and banking services
including trusts and estates, loans, mortgages and deposits.
Our Team

The AWM Operations Risk and Control team s mission is to
enable the proactive identification and timely remediation of risk by providing
a framework, infrastructure and support system holistically encompassing the
breadth and depth of risk across Asset & Wealth Management Operations. We are responsible for the overall risk and
control framework for AWM Operations that incudes governance, regulatory
response, risk mitigation, risk transformation and business intelligence.

Our Business Control
Officers have deep subject matter expertise, are embedded with the broader
Operations teams and work hub and spoke with Operations and other pillars of
our risk and control team to help carry out the consistency of the framework while
driving the continued evolution of a more advanced risk and control
approach. We also partner with
Operations, Technology and Business leadership to take the best of what we do,
within and across LOBs, and drive deliberate cross-pollination, lessons
learned, and drive control initiatives all to help drive risk reduction. We serve the broader organization in a
collaborative fashion, with a mindset to serve and protect and ensure a
design for control oriented approach in all that we do.


This role will support the Asset & Wealth Management
Operations Risk and Control mission in maintaining a strong and consistent
control environment by providing comprehensive coverage of the control
environment that promotes early operational risk identification and assessment,
effective design and evaluation of controls and sustainable solutions to
mitigate operation risk. A Control Manager s main focus is control design
and testing expertise, risk and control identification and assessment management,
control break and resolution management, control governance and reporting and
leading our regulatory response efforts.

Responsibilities include:
Work with Risk Management business colleagues to assist
in ensuring the Risks & Controls throughout the department are known
and to assist in the identification and/or development of controls to
mitigate gapsParticipate in helping the various pillars to drive
regulatory response, risk mitigation, risk transformation and risk
intelligence effortsReview adherence to policies, standards and procedures
and also ensure that they follow the spirit of original governing entity s
obligation, and any changes to the governing entity s expectations over
timePerform walkthroughs and assist critical lines of business
with process mapping and risk identification, designing the controls
framework and testing the controlsProvide control-related subject matter expertise for
relevant projects driven inside and outside of the Control Management
organizationEnsure operational practices are in compliance with
relevant risk standards, policies and regulations to maintain an effective
control environment Ongoing monitoring and assessment of operational risk
and control environmentConduct independent testing Assist in issue management workflow end-to-end,
including root cause analysisCompare policies, standards, procedures and controls
across products for consistency and closure of any gaps Identify and challenge meaningful metrics to inform on
the health of the operational risk and control environmentProvide input to various control committees and forumsLiaise with upstream and downstream partners to review
the control evidences for RCSA and SOXDrive and manage projects and initiatives on risk &
controls (e.g. awareness programs, risk expos, trainings, etc.)Maintain strong engagement across multiple stakeholders
and collaborate with local, regional & global stakeholders and
stay abreast on risk and control agendasParticipate and/or execute on risk and control based
training initiatives
Bachelor's degree in Finance, Accounting, Engineering,
Supply Chain or Business related discipline3-5 years of relevant work experience in Risk &
Controls, Internal Controls Design & Review, or Risk Consulting
strongly preferredSome experience with Risk and Control Self Assessments,
certification like processesHighly motivated, energetic self-starter who takes
ownership and can drive change through innovation Able to work effectively under pressure and in a
dynamic and rapidly changing environmentAnalytic and investigative mindset, dedicated to
continuously improving processesExtremely organized and attentive to detailExcellent oral, interpersonal, communication skills;
team orientedAble to work across groups (Audit, Risk, Compliance and
allied business groups)The ability to think strategically and partner with
diverse teams to drive efficiency and process enhancementsA good understanding of controls and how to apply them
to different processes and businesses Project Management Skills - well-organized, structured
approach Highly proficient in Microsoft Office suite of products
(Excel, SharePoint and PowerPoint) * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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